Your investment broker could be held responsible for abusing your trust.
As an investor, you probably relied on the advice and recommendations of your broker. You placed your trust in the integrity of your advisor and felt confident that he or she would put your interests first.
Unfortunately, unscrupulous financial professionals often abuse this trust and confidence, which can ultimately lead to financial loss.

When a broker violates a client's trust in some manner, it is often referred to as a breach of fiduciary duty. This type of stockbroker misconduct is one of the most common claims made against advisors and brokerage firms. If you have a breach of fiduciary duty claim, you may be able to hold the broker or brokerage firm responsible for the money you lost.
Stockbroker misconduct cases are different than other legal claims and an experienced investment fraud lawyer who understands this narrow and focused area of law should represent you.
The Ohio law firm of Meyer Wilson is the only firm in the state that is devoted solely to investor claims and class actions. Our
Ohio stockbroker fraud attorneys have helped hundreds of investors throughout the state, including clients located in Columbus, Cleveland, Cincinnati, Dayton, Akron, Marion, Toledo and Portsmouth.
For a free case evaluation call
614.224.6000 or
866.827.6537. You can also
fill out our online form.
Examples of Fiduciary Duty
Due to the high level of trust that is created between the broker and client, many courts have determined that brokers owe certain duties to their clients. Brokers and brokerage firms always have a duty to deal in good faith with investor clients, but many jurisdictions have held that they owe additional duties, as well. Some of these duties include:
• Duty to place the client's interests ahead of the broker's or brokerage firm's interest;
• Duty to monitor the changing markets and the impact on the client's interest;
• Duty to act responsibly and with due care in serving the client's interests;
• Duty to advise the client on the potential benefits and risks involved with any recommendations; and
• Duty to keep the client informed of all transactions that affect the client's interest
Our Ohio stockbroker misconduct lawyers may be able to help you.
When it comes to breach of fiduciary duty claims made against brokers and brokerage firms, you are typically looking at mandatory securities arbitration before the Financial Industry Regulatory Authority (FINRA). Not every law firm is equipped to handle these types of cases.
As a client of the law firm of Meyer Wilson, you will feel comfortable knowing that you are represented by a highly skilled group of investment fraud attorneys who know the law and are experienced in arbitration, litigation, mediation and class action lawsuits. Our firm is nationally recognized and many clients are referred to us by their family attorney, business lawyer or other trusted advisor.
To find out if you have a case against your broker, contact us today by calling
614.224.6000 or
866.827.6537 or by filling out our
online form.
The law firm of Meyer Wilson represents clients throughout Ohio, including the cities of Columbus, Cleveland, Cincinnati, Toledo, Akron, Dayton, Canton, Mansfield, Portsmouth, Findlay, Boardman, Youngstown and Lorain. We also represent clients nationwide in securities arbitration and litigation.
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